Lock and transaction in postgres that should block a query - postgresql

Let's assume in SQL window 1 I do:
-- query 1
BEGIN TRANSACTION;
UPDATE post SET title = 'edited' WHERE id = 1;
-- note that there is no explicit commit
Then from another window (window 2) I do:
-- query 2
SELECT * FROM post WHERE id = 1;
I get:
1 | original title
Which is fine as the default isolation level is READ COMMITTED and because query 1 is never committed, the change it performs is not readable until I explicitly commit from window 1.
In fact if I, in window 1, do:
COMMIT TRANSACTION;
I can then see the change if I re-run query 2.
1 | edited
My question is:
Why is query 2 returning fine the first time I run it? I was expecting it to block as the transaction in window 1 was not committed yet and the lock placed on row with id = 1 was (should be) an unreleased exclusive one that should block a read like the one performed in window 2. All the rest makes sense to me but I was expecting the SELECT to get stuck until an explicit commit in window 1 was executed.

The behaviour you describe is normal and expected in any transactional relational database.
If PostgreSQL showed you the value edited for the first SELECT it'd be wrong to do so - that's called a "dirty read", and is bad news in databases.
PostgreSQL would be allowed to wait at the SELECT until you committed or rolled back, but it isn't required to by the SQL standard, you haven't told it you want to wait, and it doesn't have to wait for any technical reason, so it returns the data you asked for immediately. After all, until it's committed, that update only kind-of exists - it still might or might not happen.
If PostgreSQL always waited here, then you'd quickly land up with a situation where only one connection could be doing anything with the database at a time. Not pretty for performance, and totally unnecessary the vast majority of the time.
If you want to wait for a concurrent UPDATE (or DELETE), you'd use SELECT ... FOR SHARE. (But be aware that this won't work for INSERT).
Details:
SELECT without a FOR UPDATE or FOR SHARE clause does not take any row level locks. So it sees whatever is the current committed row, and is not affected by any in-flight transactions that might be modifying that row. The concepts are explained in the MVCC section of the docs. The general idea is that PostgreSQL is copy-on-write, with versioning that allows it to return the correct copy based on what the transaction or statement could "see" at the time it started - what PostgreSQL calls a "snapshot".
In the default READ COMMITTED isolation snapshots are taken at the statement level, so if you SELECT a row, COMMIT a change to it from another transaction, and SELECT it again you'll see different values even within one transation. You can use SNAPSHOT isolation if you don't want to see changes committed after the transaction begins, or SERIALIZABLE isolation to add further protection against certain kinds of transaction inter-dependencies.
See the transaction isolation chapter in the documentation.
If you want a SELECT to wait for in-progress transactions to commit or rollback changes to rows being selected, you must use SELECT ... FOR SHARE. This will block on the lock taken by an UPDATE or DELETE until the transaction that took the lock rolls back or commits.
INSERT is different, though - the tuples just don't exist to other transactions until commit. The only way to wait for concurrent INSERTs is to take an EXCLUSIVE table-level lock, so you know nobody else is changing the table while you read it. Usually the need to do that means you have a design problem in the application though - your app should not care if there are uncommitted inserts still in flight.
See the explicit locking chapter of the documentation.

In PostgreSQL's MVCC implementation, the principle is reading does not block writing and vice-versa. The manual:
The main advantage of using the MVCC model of concurrency control
rather than locking is that in MVCC locks acquired for querying
(reading) data do not conflict with locks acquired for writing data,
and so reading never blocks writing and writing never blocks reading.
PostgreSQL maintains this guarantee even when providing the strictest
level of transaction isolation through the use of an innovative
Serializable Snapshot Isolation (SSI) level.
Each transaction only sees (mostly) what has been committed before the transaction began.
That does not mean there'd be no locking. Not at all. For many operations various kinds of locks are acquired. And various strategies are applied to resolve possible conflicts.

Related

does sql statement ensure atomicity in postgres

I have a simple bug in my program that uses multi user support. I'm using knex to build sql queries, and I have a pseudocode that depicts the scenerio:
const value = queryBuilder().readDataFromTheDatabase();//executes this
//do some other work and get value
queryBuilder.writeValueToTheDatabase(updateValue(value));
This piece of code is being use in sort of a middleware function. And as you can see, this is a possible race condition i.e. when multiple users access the thing, one of them gets a stale value when they try to execute this at roughly the same amount of time.
My solution
So, I was think a possible solution would be create a single queryBuilder statement:
queryBuilder().readAndUpdateValueInTheDatabase();
So, I'll probably have to use a little bit of plpgsql. I was wondering if this solution will be sufficient. Will the statement be executed atomically? i.e. When one request reads and doesn't finish his write, does another request wait around to both read and write or just waits to write but, reads the stale value?
I think what you are looking for here is isolation, not atomicity. You could set all transactions to the highest isolation level, serializable (which is higher than the usual default level). With that level, if data that a transaction read (and presumably relied upon) is changed, then when it tries to commit it might get a serialization failure error. I say "might", because the system could conclude the situation would be consistent with the data change having happened after the commit, in which case the commit is allowed to stand.
To avoid a race condition with such a setup, you must run both the read and the write in the same database transaction.
There are two ways to do that:
Use the default READ COMMITTED isolation level and lock the rows when you read them:
SELECT ... FROM ... FOR NO KEY UPDATE;
That locks the rows against concurrent modifications, and the lock is held until the end of the transaction.
Use the REPEATABLE READ isolation level and don't lock anything. Then your UPDATE will receive a serialization error (SQLSTATE 40001) if somebody modified the row concurrently. In that case, you roll the transaction back and try again in a new REPEATABLE READ transaction.
The first solution is usually better if you expect conflicts frequently, while the second is better if conflicts are rare.
Note that you should keep the database transaction as short as possible in both cases to keep the risk of conflicts low.
Transaction in PostgreSQL use an optimistic locking model when accessing to tables, while some other DBMS do pessimistic locking (IBM Db2) or the two locking model (MS SQL Server).
Optimistic locking snapshot the data on which you are working, and the modifications are done on the snapshot until the transaction ended. When the transaction finishes, the snapshot modifications are postponed on the real database (table rows), but if some other user had made a change between the moment of the snapshot capture and the commit, then the commit cannot apply and the COMMIT is rejected as a ROLLBACK.
You can try to raise the ISOLATION LEVEL (REPEATABLE READ or SERIALIZABLE) to avoid the trouble.

Postgres locks within a transaction

I'm having trouble understanding how locks interact with transactions in Postgres.
When I run this (long) query, I am surprised by the high degree of locking that occurs:
BEGIN;
TRUNCATE foo;
\COPY foo FROM 'backup.txt';
COMMIT;
The documentation for \COPY doesn't mention what level of lock it requires, but this post indicates that it only gets a RowExclusiveLock. But when I run this query during the \COPY:
SELECT mode, granted FROM pg_locks
WHERE relation='foo'::regclass::oid;
I get this:
mode granted
RowExclusiveLock true
ShareLock true
AccessExclusiveLock true
Where the heck is that AccessExclusiveLock coming from? I assume it's coming from the TRUNCATE, which requires an AccessExclusiveLock. But the TRUNCATE finishes quickly, so I'd expect the lock to release quickly as well. This leaves me with a few questions.
When a lock is acquired by a command within a transaction, is that lock released at the end of the command (before the end of the transaction)? If so, why do I observe the above behavior? If not, why not? In fact, since transactions don't touch the table until the COMMIT, why does a TRUNCATE in a transaction need to block the table at all?
I don't see any discussion of this in the documentation for transactions in PG.
There are a couple of misconceptions to be cleared up here.
First, a transaction does touch the table before it is committed. The comment you are quoting says that a ROLLBACK (and a COMMIT as well) don't touch the table, which is something different. They record the transaction state in the commit log (in pg_clog), and COMMIT flushes the transaction log to disk (one notable exception to this is TRUNCATE, which is relevant for your question: the old table is kept around until the end of the transaction and gets deleted during COMMIT).
If all changes were held back until COMMIT and no locks would be taken, COMMIT would be quite expensive and would routinely fail because of concurrent modifications. The transaction would have to remember the state of the database as it was before and check if the changes still apply. This way of handling concurrency is called optimistic concurreny control, and while it is a decent strategy for an application, it won't work well for a relational database, where COMMIT should be efficient and should not fail (unless there are major problems with the infrastructure).
So what relational databases use is pessimistic concurrency control or locking, i.e. they lock a database object before they access it to prevent concurrent activity from getting in their way.
Second, relational databases use two-phase locking, in which locks (at least the user-visible, so-called heavyweight locks) are always held until the end of the transaction.
This is necessary (but not sufficient) to keep transactions in a logical order (serializable) and consistent. What if you release a lock, and somebody else removes the row that your inserted, but uncommitted row refers to via a foreign key constraint?
Answer to the question
The upshot of all this is that your table will keep the ACCESS EXCLUSIVE lock from TRUNCATE until the end of the transaction. Isn't it evident why that is necessary? If other transactions were allowed to even read the table after the (as of yet uncommitted) TRUNCATE, they would find it empty, since TRUNCATE really empties the table and does not adhere to MVCC semantics. Such a dirty read (of uncommitted data that might yet be rolled back) cannot be allowed.
If you really need read access to the table during the refill, you could use DELETE instead of TRUNCATE. The downside is that this is a much more expensive operation that will leave the table with a lot of “dead tuples” that have to be removed by autovacuum, resulting in a lot of empty space (table bloat). But if you are willing to live with a table and indexes that are bloated such that table and index scans will take at least twice as long, it is an option.

How do transactions work in the context of reads to the database?

I am using transactions to make changes to a SQL database. As I understand it, this means that changes to the database will happen in an all-or-nothing fashion. What I want to know is, does this have any guarantees for reads? For example, suppose I have some (pseudo)-code like this:
1) start TRANSACTION
2) INSERT INTO users ... // insert some data
3) count = SELECT COUNT(*) FROM ... // count something in the database
4) if count > 10: // do something based on the read
5) INSERT INTO other_table ... // write based on the read
6) COMMMIT TRANSACTION
In this code, I'm doing an INSERT, followed by a SELECT, and then conditionally doing another INSERT based on the outcome of the SELECT.
So my question is, if another process modifies the database between steps (3) and (5), what happens to the count variable, and to my transaction?
If it makes a difference, I am using PostgreSQL.
As Xin pointed out, it depends on the isolation level.
At the default READ COMMITTED level, records from other sessions will become visible as they are committed; you would see the same records if you didn't start a transaction at all (though of course, other processes would see your inserts appear at different times).
With REPEATABLE READ, your queries will not see any records committed by other sessions after your transaction starts. But while you don't have to worry about the result of SELECT COUNT(*) changing during your transaction, you can't assume that this result will still be accurate by the time you commit.
Using SERIALIZABLE provides the strongest guarantee: if your script does the right thing when given exclusive access to the database, then it will do the right thing in the presence of other serialisable transactions (or it will fail outright). However, this means that all transactions which might interfere with yours must be using the same isolation level (which comes at a cost), and all must be prepared to retry their transaction in the event of a serialisation failure.
When serialisable transactions are not an option, you generally guard against race conditions by explicitly locking things against concurrent writes. It's often enough to lock a selection of records, but you can't exactly lock the result of a COUNT(*); in your case, you'd probably need to lock the whole table.
I am not working on postgreSQL, but I think I can answer your question. Think of every query is parallel. I am saying so, because there are 2 transactions: when you insert into a; others can insert into b; then when you check b; whether you can see the new data depends on your isolation setting (read committed or just dirty read).
Also please note that, in database, there is a technology called lock: you can lock a table so that prevent altering it from others before committing your transaction.
Hope

What's the difference between issuing a query with or without a "begin" and "commit" command in PostgreSQL?

As title say, it is possible to issue a query on psql with a "begin", query, and "commit".
What I want to know is what happens if I don't use a "begin" command?
Some database engine will allow you to execute modifications (INSERT, UPDATE, DELETE) without an open transaction. It's basically assumed that you have an instant BEGIN / COMMIT around each of your instructions, which is a bad practice in case something goes wrong in a batch of many instructions.
You can still make a SELECT, but no INSERT, UPDATE, DELETE without a BEGIN to enforces the good practice. That way, if something goes wrong, a ROLLBACK is instantly executed, canceling all your modifications as if they never existed.
Using a transaction around a batch of various SELECT will guarantee that the data you get for each SELECT matches the same version of the database at the instant you open the transaction depending on your ISOLATION level.
Please read this for more information :
http://www.postgresql.org/docs/9.5/static/sql-start-transaction.html
and
http://www.postgresql.org/docs/9.5/static/tutorial-transactions.html
If you don't use BEGIN/COMMIT, it's the same as wrapping each individual query in a BEGIN/COMMIT block. You can use BEGIN/COMMIT to group multiple queries into a single transaction. A few reasons you might want to do so include
Updating multiple tables at the same time. For instance, usually when you delete a record you also want to delete other rows that reference it. If you do this in the same transaction, nothing will ever be able to reference a row that's already been deleted.
You want to be able to revert some changes if something goes wrong later. Suppose you're writing some user inputted data to multiple tables. At some point you realize that some of it isn't formatted properly. You probably wouldn't want to insert any of it, so you should wrap the entire operation in a transaction.
If you want to ensure the data you're updating hasn't been updated while you're writing to it. Suppose I'm adding $10 to a bank account from two separate connections. I want to add $20 in total - I don't want one of the UPDATEs to clobber the other.
Postgres gives you the first two of these by default. The last one would require a higher transaction isolation level, and makes your query run the risk of raising a serialization error. Transaction isolation levels are a fairly complicated topic, so if you want more info on them the best place to go is the documentation.

How to wait during SELECT that pending INSERT commit?

I'm using PostgreSQL 9.2 in a Windows environment.
I'm in a 2PC (2 phase commit) environment using MSDTC.
I have a client application, that starts a transaction at the SERIALIZABLE isolation level, inserts a new row of data in a table for a specific foreign key value (there is an index on the column), and vote for completion of the transaction (The transaction is PREPARED). The transaction will be COMMITED by the Transaction Coordinator.
Immediatly after that, outside of a transaction, the same client requests all the rows for this same specific foreign key value.
Because there may be a delay before the previous transaction is really commited, the SELECT clause may return a previous snapshot of the data. In fact, it does happen sometimes, and this is problematic. Of course the application may be redesigned but until then, I'm looking for a lock solution. Advisory Lock ?
I already solved the problem while performing UPDATE on specific rows, then using SELECT...FOR SHARE, and it works well. The SELECT waits until the transaction commits and return old and new rows.
Now I'm trying to solve it for INSERT.
SELECT...FOR SHARE does not block and return immediatley.
There is no concurrency issue here as only one client deals with a specific set of rows. I already know about MVCC.
Any help appreciated.
To wait for a not-yet-committed INSERT you'd need to take a predicate lock. There's limited predicate locking in PostgreSQL for the serializable support, but it's not exposed directly to the user.
Simple SERIALIZABLE isolation won't help you here, because SERIALIZABLE only requires that there be an order in which the transactions could've occurred to produce a consistent result. In your case this ordering is SELECT followed by INSERT.
The only option I can think of is to take an ACCESS EXCLUSIVE lock on the table before INSERTing. This will only get released at COMMIT PREPARED or ROLLBACK PREPARED time, and in the mean time any other queries will wait for the lock. You can enforce this via a BEFORE trigger to avoid the need to change the app. You'll probably get the odd deadlock and rollback if you do it that way, though, because INSERT will take a lower lock then you'll attempt lock promotion in the trigger. If possible it's better to run the LOCK TABLE ... IN ACCESS EXCLUSIVE MODE command before the INSERT.
As you've alluded to, this is mostly an application mis-design problem. Expecting to see not-yet-committed rows doesn't really make any sense.