Manipulating matrices in Matlab using fmincon - matlab

I'm currently trying to use fmincon in Matlab.
I can get it to operate correctly, but this falls over when i include manipulation of matrix elements which don't meet a condition.
As below
ub = 1.1;
lb = -1.2;
aut = -0.25;
h = #(aut)eQ_Optim(aut);
u = fmincon(h,aut, [], [], [], [], lb, ub)
The function i'm using is as follows
function [Maxim] = eQ_Optim(aut);
Data = [-0.23183483,-0.003274012;
-0.289945477,0.000282334;
-0.483591973,0.006588649;
-0.257735378,0.000887691;
-0.286463622,-0.003235662;
-0.453939127,0.004358216;
-0.196363243,0.004186609;
-0.209783591,0.001715187];
Data(Data(:,1)<aut,2)=0
MDOnx=Data(:,2)+1;
MD_Cumx=cumprod(MDOnx,1);
Maxim = MD_Cumx(end)*-1
end
I'm trying to get fmincon to optimise the variable 'aut', such that it maximises the cumulative sum of the right hand column (Data(:,2)).
for reference, the output i'm receiving is
Initial point is a local minimum that satisfies the constraints.
Optimization completed because at the initial point, the objective function is non-decreasing
in feasible directions to within the default value of the optimality tolerance, and
constraints are satisfied to within the default value of the constraint tolerance.
u =
-0.250000000000000
Which as you can see, is just my original guess being fed back to me.
I hope everything is clear. I've simplified everything as much as possible. Is this possible?

The solution was to use fminbid with applicable intervals
% % % https://uk.mathworks.com/help/matlab/ref/fminbnd.html

Related

fmincon doesn't find a global minimum for a convex function

In my opinion, fmincon is a built-in function for local minimum in matlab. If the objective function is a convex problem, there is only one basin and the local minimum is the global minimum. While starting from different initial points in my experiment, the algorithm got different minimums function. I wonder if fmincon guarantees to be converged to a global minimum for convex problem. If not, is there any other techiniques I can use for convex opimization as fast as possible? Thanks.
P.S. fmincon use interior-point-method for searching minimum in default. Is this a normal problem for interior-point method, that is ,starting from different intial point, the method can get different global minimum for convex problem?
EDIT:
The objective is to minimize the sum of energy consumption by a group of users in a communication process, while the allocation of bandwidth is search. The transmission rate is
$r_k = x_k * log_2(1+\frac{g_k*p_k}{x_k})$
The optimization problem is as follow
$min_{x} sum_k \frac{p_k*b_k}{r_k}$
s.t. $sum_k x_k \leq X_{max}$
The objective and constraints are all convex, thus this should be a convex optimization problem.
For programming code, it is just as follow,
options = optimoptions('fmincon');
problem.options = options;
problem.solver = 'fmincon';
problem.objective = #(x) langBW(x, in_s, in_e, C1, a, p_ul);
problem.Aineq = ones(1,user_num);
problem.bineq = BW2;
problem.nonlcon = #(x) nonlConstr_bw(x,a,p_ul,T1,in_s,in_e,BW2);
problem.x0 = ones(user_num,1)
[b_ul,fval] = fmincon(problem);
langBW is the objective function, which is a convex function of x, the code of langBW is as follow,
function fmin = langBW(x, in_s, in_e, C1, a, p_ul)
if size(x,1)<size(x,2)
x = x';
end
b_ul = x;
r_ul = b_ul .* log2(1 + a.*p_ul./b_ul);
fmin = sum((in_s+in_e).*p_ul./r_ul) + sum(C1);
end
The nonlConstr_bw is the function of nonlinear constraints. It is shown as follow,
function [c,ceq] = nonlConstr_bw(x,a,p_ul,T1,in_s,in_e)
user_num = size(p_ul,1);
if size(x,1)<size(x,2)
x = x';
end
b_ul = x;
r_ul = b_ul .* log2(1 + a.*p_ul./b_ul);
c1 = max(in_s./r_ul) + in_e./r_ul - T1;
c = c1;
ceq = zeros(user_num,1);
end
Except x, all other variables are supplied. The problem is that when I set different problem.x0, for example, when problem.x0=ones(user_num,1);, the solution of [b_ul,fval] = fmincon(problem); is different from that when problem.x0=2*ones(user_num,1);. That is what I am confused about.
fmincon uses the following algorithms:
'interior-point' (default)
'trust-region-reflective'
'sqp' (Sequential Quadratic Programming)
'sqp-legacy'
'active-set'
These methods will converge to a local minimia but not necessarily a global minimum. Further minima may not be unique. The only way to guarantee a global minima is to search the whole solution space.
From your comment, there appears to be only a signal minima? (For example, a shifted parabola?) Then it should converge.
edit--
Even if your function appears convex, the constraints can lead to multiple local minima. Sometimes this is called a "loosely" convex function

Normal data distribution as a constraint during data minimization using fmincon

I want to solve a minimization problem between two datasets A and B defined here:
% sample data
nvars = 1000;
A = rand(69,1);
B = rand(69,nvars);
% Objective function
fun_Obj = #(Alpha,A,B) norm(A- sum(Alpha.*B(:,:),2),2);
I would like to introduce two constraints (confuneq1 and confuneq2) during the data minimization of the objective function fun_Obj (between A and B), with Alpha as a variable parameter. Fmincon is defined as follow:
[~]= fmincon(#(Alpha)fun_Obj(Alpha,A,B),x0,[],[],[],[],lb,ub,{confuneq1;confuneq2},options);
with:
- confuneq1 = #(Alpha)deal(-1, sum(Alpha)-1); % 1st constraint
- x0 = ones(1,nvars)/nvars; % starting values
- lb = zeros(1,nvars); ub = ones(1,nvars); % lower and upper bounds
The first constraint is working well. Regarding the second one, I want to force the module of Alpha to decrease when its index is increasing following a defined distribution (linear, normal...).
I tried to define several expression such as :
- confuneq2 = #(Alpha)deal(-1,Alpha(i+1)<Alpha(i));
- confuneq2 = #(Alpha)deal(-1,normpdf(Alpha,lb,sigma)-1) % Normal distribution decrease
but I can't manage to implement it correctly for fmincon.
Thanks a lot for your precious help.

How do I optimize constrained integral expressions in MATLAB using anonymous functions?

I have an integrated error expression E = int[ abs(x-p)^2 ]dx with limits x|0 to x|L. The variable p is a polynomial of the form 2*(a*sin(x)+b(a)*sin(2*x)+c(a)*sin(3*x)). In other words, both coefficients b and c are known expressions of a. An additional equation is given as dE/da = 0. If the upper limit L is defined, the system of equations is closed and I can solve for a, giving the three coefficients.
I managed to get an optimization routine to solve for a purely based on maximizing L. This is confirmed by setting optimize=0 in the code below. It gives the same solution as if I solved the problem analytically. Therefore, I know the equations to solve for the coefficent a are correct.
I know the example I presented can be solved with pencil and paper, but I'm trying to build an optimization function that is generalized for this type of problem (I have a lot to evaluate). Ideally, polynomial is given as an input argument to a function which then outputs xsol. Obviously, I need to get the optimization to work for the polynomial I presented here before I can worry about generalizations.
Anyway, I now need to further optimize the problem with some constraints. To start, L is chosen. This allows me to calculate a. Once a is know, the polynomial is a known function of x only i.e p(x). I need to then determine the largest INTERVAL from 0->x over which the following constraint is satisfied: |dp(x)/dx - 1| < tol. This gives me a measure of the performance of the polynomial with the coefficient a. The interval is what I call the "bandwidth". I would like to emphasis two things: 1) The "bandwidth" is NOT the same as L. 2) All values of x within the "bandwidth" must meet the constraint. The function dp(x)/dx does oscillate in and out of the tolerance criteria, so testing the criteria for a single value of x does not work. It must be tested over an interval. The first instance of violation defines the bandwidth. I need to maximize this "bandwidth"/interval. For output, I also need to know which L lead to such an optimization, hence I know the correct a to choose for the given constraints. That is the formal problem statement. (I hope I got it right this time)
Now my problem is setting this whole thing up with MATLAB's optimization tools. I tried to follow ideas from the following articles:
Tutorial for the Optimization Toolbox™
Setting optimize=1 for the if statement will work with the constrained optimization. I thought some how nested optimization is involved, but I couldn't get anything to work. I provided known solutions to the problem from the IMSL optimization library to compare/check with. They are written below the optimization routine. Anyway, here is the code I've put together so far:
function [history] = testing()
% History
history.fval = [];
history.x = [];
history.a = [];
%----------------
% Equations
polynomial = #(x,a) 2*sin(x)*a + 2*sin(2*x)*(9/20 -(4*a)/5) + 2*sin(3*x)*(a/5 - 2/15);
dpdx = #(x,a) 2*cos(x)*a + 4*cos(2*x)*(9/20 -(4*a)/5) + 6*cos(3*x)*(a/5 - 2/15);
% Upper limit of integration
IC = 0.8; % initial
LB = 0; % lower
UB = pi/2; % upper
% Optimization
tol = 0.003;
% Coefficient
% --------------------------------------------------------------------------------------------
dpda = #(x,a) 2*sin(x) + 2*sin(2*x)*(-4/5) + 2*sin(3*x)*1/5;
dEda = #(L,a) -2*integral(#(x) (x-polynomial(x,a)).*dpda(x,a),0,L);
a_of_L = #(L) fzero(#(a)dEda(L,a),0); % Calculate the value of "a" for a given "L"
EXITFLAG = #(L) get_outputs(#()a_of_L(L),3); % Be sure a zero is actually calculated
% NL Constraints
% --------------------------------------------------------------------------------------------
% Equality constraint (No inequality constraints for parent optimization)
ceq = #(L) EXITFLAG(L) - 1; % Just make sure fzero finds unique solution
confun = #(L) deal([],ceq(L));
% Objective function
% --------------------------------------------------------------------------------------------
% (Set optimize=0 to test coefficent equations and proper maximization of L )
optimize = 1;
if optimize
%%%% Plug in solution below
else
% Optimization options
options = optimset('Algorithm','interior-point','Display','iter','MaxIter',500,'OutputFcn',#outfun);
% Optimize objective
objective = #(L) -L;
xsol = fmincon(objective,IC,[],[],[],[],LB,UB,confun,options);
% Known optimized solution from IMSL library
% a = 0.799266;
% lim = pi/2;
disp(['IMSL coeff (a): 0.799266 Upper bound (L): ',num2str(pi/2)])
disp(['code coeff (a): ',num2str(history.a(end)),' Upper bound: ',num2str(xsol)])
end
% http://stackoverflow.com/questions/7921133/anonymous-functions-calling-functions-with-multiple-output-forms
function varargout = get_outputs(fn, ixsOutputs)
output_cell = cell(1,max(ixsOutputs));
[output_cell{:}] = (fn());
varargout = output_cell(ixsOutputs);
end
function stop = outfun(x,optimValues,state)
stop = false;
switch state
case 'init'
case 'iter'
% Concatenate current point and objective function
% value with history. x must be a row vector.
history.fval = [history.fval; optimValues.fval];
history.x = [history.x; x(1)];
history.a = [history.a; a_of_L(x(1))];
case 'done'
otherwise
end
end
end
I could really use some help setting up the constrained optimization. I'm not only new to optimizations, I've never used MATLAB to do so. I should also note that what I have above does not work and is incorrect for the constrained optimization.
UPDATE: I added a for loop in the section if optimizeto show what I'm trying to achieve with the optimization. Obviously, I could just use this, but it seems very inefficient, especially if I increase the resolution of range and have to run this optimization many times. If you uncomment the plots, it will show how the bandwidth behaves. By looping over the full range, I'm basically testing every L but surely there's got to be a more efficient way to do this??
UPDATE: Solved
So it seems fmincon is not the only tool for this job. In fact I couldn't even get it to work. Below, fmincon gets "stuck" on the IC and refuses to do anything...why...that's for a different post! Using the same layout and formulation, fminbnd finds the correct solution. The only difference, as far as I know, is that the former was using a conditional. But my conditional is nothing fancy, and really unneeded. So it's got to have something to do with the algorithm. I guess that's what you get when using a "black box". Anyway, after a long, drawn out, painful, learning experience, here is a solution:
options = optimset('Display','iter','MaxIter',500,'OutputFcn',#outfun);
% Conditional
index = #(L) min(find(abs([dpdx(range(range<=L),a_of_L(L)),inf] - 1) - tol > 0,1,'first'),length(range));
% Optimize
%xsol = fmincon(#(L) -range(index(L)),IC,[],[],[],[],LB,UB,confun,options);
xsol = fminbnd(#(L) -range(index(L)),LB,UB,options);
I would like to especially thank #AndrasDeak for all their support. I wouldn't have figured it out without the assistance!

fmincon does not match nonlinear constrains

I trying to minimize function handle with respect to vector of parameters beta0. My function uses built-in mvncdf function which uses positive definite covariance matrix. This matrix is counted from part of vector of parameters. Also there is constraint for absolute value of some parameters to be less than one.
I set constraints to fmincon in two ways: upper and lower bounds to required values and use following nonlinear constraint:
function [c,ceq] = pos_def(beta0)
rho_12 = beta0(end-2,1);
rho_13 = beta0(end-1,1);
rho_23 = beta0(end,1);
sigma111=[1 rho_12 rho_13; rho_12 1 rho_23; rho_13 rho_23 1];
sigma110=[1 rho_12 -rho_13; rho_12 1 -rho_23; -rho_13 -rho_23 1];
sigma101=[1 -rho_12 rho_13; -rho_12 1 -rho_23; rho_13 -rho_23 1];
sigma100=[1 -rho_12 -rho_13; -rho_12 1 rho_23; -rho_13 rho_23 1];
eig111 = eig(sigma111);
eig110 = eig(sigma110);
eig101 = eig(sigma101);
eig100 = eig(sigma100);
c = vertcat(-eig111,-eig110,-eig101,-eig100);
As all matrices are square and symmentric by constraction, as proxy to positive difiniteness I use signs of eigenvalues.
The optimization problem looks like:
opts = optimset ('Display','iter','TolX',1e-15,'TolFun',1e-15,...
'Algorithm','interior-point','MaxIter',100000,'MaxFunEvals',1000000);
xc3_3=fmincon(model, beta,[],[],[],[],lb,ub,#pos_def, opts)
But during estimation fmincon aborts with error
Error using mvncdf (line 193) SIGMA must be a square, symmetric, positive definite matrix.
Under debuging mode I can see that after two iterations of evaluation Matlab tries to estimate beta0 which does not sutisfy my nonlinear constraints,
beta0 =
-46.9208
33.2916
-2.1797
-46.4251
3.8337
-0.3066
6.1213
-20.9480
-1.7760
-0.1807
1.3950
4.5348
-0.9838
0.2600
-6.9887
-24.6157
-0.0112
-0.9923
-0.9284
0.7664
0.3062
And constraint c < 0 does not satisfied:
c =
0.3646
-1.2998
-2.0648
0.3646
-1.2998
-2.0648
0.3646
-1.2998
-2.0648
0.3646
-1.2998
-2.0648
I do not understand why this optimization tool trying to find solution in the prohibited area and how to avoid this problem. Or how to set constrains on positive definiteness in the linear way.
The optimizer is just evaluating points to see if they are feasible directions to move in or not. Within your model you should tell it that a particular direction is not a good one. The pseudo-code would look something like
GetEigvalues
if (positive definite) then
Do what you really want to happen
else
Return a large number
end
or alternatively
try
Do what you really want to happen
catch
Return a large number
end

MATLAB Optimization Error

My Genetic Algorithm optimization script on Matlab runs, but at the end produces the following message: "Optimization terminated: average change in the penalty fitness value less than options.TolFun but constraints are not satisfied."
Why would it say that? I replaced my fitness function with one that does nothing but returns a constant number, and nothing changed. It may be the case that my constraints are not defined correctly, though I can't find the mistake. Here is the relevant part of the code:
nGenerators = 9;
monthlyHours = 24*daysInJanuary;
(some irrelevant code here)
steamCapacities = [31.46*ones(1,2) 5.5*ones(1,3) 4*ones(1,4)];
nVars = xSize;
IntCon = 1:nVars;
LB = zeros(1, nVars);
UB = ones(1, nVars);
b = -1*steamLoad; % Ax <= b
A = zeros(monthlyHours, xSize);
for p = 1:monthlyHours
A(p, 9*p-8:9*p) = -1*steamCapacities;
% disp(p);
end
(some more code here)
anonFitness = #(x)mosb_test(x, fitnessData);
gaOptions = gaoptimset('Vectorized', 'off', 'UseParallel', 'always', ...
'Display', 'diagnose', 'PlotFcn', #gaplotbestf, 'Generations', 300, ...
'TolFun', 1e-15, 'StallGenLimit', 200);
[x, fval, exitFlag] = ga(anonFitness, nVars, A, b,[],[], LB, UB, [], IntCon, gaOptions);
Here, x represents the on/off states for a set of 9 generators for each hour of the month. Their steam production capacities are as in the variable steamCapacities, and there is a constant steam load that has to be met at every hour. This is represented by the inequality constraint.
Any help appreciated.
Interesting problem! Too bad it can't be solved deterministically. :-( Anyway, your TolFun is defined by the mathworks as being:
Positive scalar. The algorithm stops if the weighted average relative
change in the best fitness function value over StallGenLimit
generations is less than or equal to TolFun
and StallGenLimit has the same description. It makes perfect sense that a constant will give you the same error. It appears to me that the GA is unable to converge to a solution in the StallGenLimit, here 200, generations. You could try making the TolFun more restrictive, like 1e-12, or try and develop a far simpler model for the GA, one that will just allow you to find a solution. Then build complexity on this model until it matches your real system. Likely, it will fail at some point and you will be able to see why the problem can't be solved like too many degrees of freedom, too tight of constraints, etc. HTH!